Reverse Stock Splits 101
Securities Lawyer 101 Blog A reverse stock split is a way for a company to reduce its outstanding securities. Reverse stock splits are often used by public companies, but they can also be used by...
View ArticleFINRA Blacklists Curt Kramer, Mazuma and Asher Enterprises
ECOS attached FINRA’s letter to Michael Siegel, president and chief executive officer of Ecolocap, as Exhibit 99.1 to the filing. The letter informed Siegel of its decision. FINRA acted pursuant to...
View ArticleFINRA Blacklists Curt Kramer, Mazuma and Asher Enterprises
ECOS attached FINRA’s letter to Michael Siegel, president and chief executive officer of Ecolocap, as Exhibit 99.1 to the filing. The letter informed Siegel of its decision. FINRA acted pursuant to...
View ArticleTwo Years Later l FINRA Rule 6490 l Going Public Attorneys
Going Public LawyerSecurities Lawyer 101 Blog FINRA Rule 6490, enacted over two years ago requires issuers of securities not listed on exchanges to provide timely notice to FINRA of certain corporate...
View ArticleHow Do Reverse Splits Affect My Shares? Going Public
Going Public LawyerReverse stock splits are often used by public companies to reduce the amount of securities outstanding. Reverse splits are also used by private companies in corporate...
View ArticleFINRA Uses Rule 6490 To Stop Wash, Rinse, Repeat Issuers
Going Public LawyerSecurities Law Blog In late 2009, the Financial Industry Regulatory Authority (“FINRA”) proposed changes to its Rule 6490. Until that time, the Rule had provided merely that the...
View ArticleWhy Stay Private? The Assault On Small Business
Going Public LawyerFor many, the American Dream is about having the opportunity to create and own a business. Small businesses, often described as the backbone of our economy, employ one out of two...
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